ct-www.tdainstitutional.com
More Than A Custodian - An Advocate for Independent Advisors
http://ct-www.tdainstitutional.com/supporting-rias/steadfast-advocacy.page
Skip to main content. Choosing the Right Custodian. The TD Ameritrade Retirement Plan. I'm very proud to have a firm that stands by the investor.". Founder and President, Bernhardt Wealth Management. As an RIA, you have chosen to always act in your clients’ best interests. We share your belief. That’s why we’re dedicated to standing up for the fiduciary model. We believe it’s the right thing to do for advisors and investors. We’re more than a custodian. How we support the fiduciary standard. Partner and ...
danramirezlibrarian.com
The 80/20 Librarian: Focusing on the 20% that matters – Page 2 – Where Business, Entrepreneurship, The Humanities, Librarianship, and Technology Meet
http://www.danramirezlibrarian.com/page/2
The 80/20 Librarian: Focusing on the 20% that matters. Where Business, Entrepreneurship, The Humanities, Librarianship, and Technology Meet. About The 80/20 Librarian. Harnessing the Wisdom of the Patrons. What is The 80/20 Librarian Blog? Originals by Adam Grant: Favorite Quotes Part 2. Middot; Comments Off on Originals by Adam Grant: Favorite Quotes Part 2. Middot; Categories: Uncategorized. Favorite Quotes Part 2. The lesson here is that voice isn’t inherently superior to exit. The best we can do ...
sipa.ca
SIPA: Small Investor Protection Association
http://www.sipa.ca/index.html
Small Investor Protection Association. A voice for small investors. The "Know Your Client" Process Needs an Overhaul. The Know-Your-Client form, intended to define the client profile and an investment strategy, is woefully inadequate. SIPA has created a new section of links to videos posted online that help tell the story of the small investor's plight. Find them here. SIPA 2015 Animation/Video Contest. IIROC Unpaid Fines Report. IIROC publishes a list of perpetrators who have not paid their fines. Call ...
honuwealth.com
Honu Wealth Management - Links
http://www.honuwealth.com/Links.html
DFA funds site provides educational. Information about their philosophy. CFP Board of Standards, Inc. Is the governing body for CFP©. Practitioners and has some good. Educational pieces for the public. Information on their mutual funds. Improved investor web site is chuck. Full of information for all investors. The Committee for the. That all investment and financial. Advice be rendered as fiduciary advice. And meet the requirements of the five. Starting in 2010 everyone,. The Consumer Federation of.
fiduciarypath.com
Blog
http://fiduciarypath.com/blog
FiduciaryPath welcomes inquiries from individuals and firms who want to know more, and from the press. Kathleen M. McBride, AIFA. 77 Water Street, 8th Floor. New York, NY 10005. Your email was successfully sent. Your enquiry will be dealt with as soon as possible. Required fields not completed correctly. Company & FAQs. Quotes from CEFEX Certified Firms. Advisors, Stewards, Managers. Investment Advisors Fiduciary Advisers. Reports & Documents. Quotes from CEFEX Certified Firms. First, RIAs cannot count o...
pennguardian.com
Resources
http://www.pennguardian.com/resources2.html
Use this questionnaire as a consumer guide. The Effects of Conflicted Investment Advice on Retirement Savings. PDF: The Effects of Conflicted Investment Advice on Retirement Savings. What’s a Broker to Do? Fiduciary duty and obligations under the CFA Institute Code and Standards. PDF: What's a Broker to Do? Reform Fiduciary Duty Now! From the CFA Institute. PDF: Reform Fiduciary Duty Now! In the absence of such a [fiduciary] standard, brokerage firms now engage in advertising that is clearly calculated t...
wellspringcompliance.com
Wellspring Compliance - Resources
http://www.wellspringcompliance.com/resources
2789 Pharr Road NE. Security and Exchange Commission. Federal Deposit Insurance Corporation. Investment Adviser Public Disclosure (IAPD). Investment Adviser Registration Depository (IARD). Investment Adviser Registration Fee Schedule. Idenity Theft Prevention (FTC). Red Flags Rule - Fraud Prevention (FTC). Office of Investor Education and Advocacy (SEC). The Committee for the Fudiciary Standard. Financial Industry Regulatory Authority (FINRA). US Commodity Futures Trading Commission (CFT). State Director...
spincpa.com
Financial Planning Firm | Warren, NJ
http://www.spincpa.com/values.php
Where Service, Experience and Creativity Meet. The Chinese say "wealth never survives three generations "Fu bu guo san dai." WE SAY IT CAN. Tax-planning and investment management can make a huge difference on how much wealth survives to be passed on to the next generation". Paying LESS in tax is exactly the same as earning more money". How you live tomorrow depend on the choices you make today.". We help you make smart decisions on your executive benefits, so you have more time to take care of business.
apexwm.com
Frequently Asked Questions
http://www.apexwm.com/index.php/frquently-asked-questions
Apex in the News. Investment Review and Outlook. Apex in the News. Investment Review and Outlook. 1 What is a CERTIFIED FINANCIAL PLANNER. These are certification marks owned by the Certified Financial Planner Board of Standards Inc. (CFP Board), which can help you identify financial planners who are committed to competent and ethical behavior when providing financial planning. All the advisors at Apex Wealth Management are CFP. Source: CFP Board of Standards, Inc. www.cfp.net. 2 Why use a CFP. Professio...