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Stock Attorneys Blog :: Published by Coral Springs, Florida Investment Fraud Lawyer :: Securities Law Firm :: Blum Law Group

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Stock Attorneys Blog :: Published by Coral Springs, Florida Investment Fraud Lawyer :: Securities Law Firm :: Blum Law Group | stockattorneysblog.com Reviews

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AURA FINANCIAL Archives — Stock Attorneys Blog

http://www.stockattorneysblog.com/aura_financial

Published By Blum Law Group. July 3, 2009. SEC lawsuit targets Aura. By Blum Law Group. Aura Financial Services and six stock brokers reaped big commissions while fleecing customers through high-pressure tactics, churning and other unethical practices for years, according to a lawsuit filed Friday by the U.S. Securities and Exchange Commission. The brokers drained customers’ funds of $3.5 million from 2005 through April of this year, according to the suit in federal court in Miami. By Blum Law Group.

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UBS Continues to Face Controversy over Puerto Rico Muni Bonds — Stock Attorneys Blog

http://www.stockattorneysblog.com/2014/06/ubs_continues_to_face_controve.html

Published By Blum Law Group. June 24, 2014. UBS Continues to Face Controversy over Puerto Rico Muni Bonds. By Blum Law Group. 5 Million Class Action Just One More Headache for Embattled UBS. 8220;The fee issue in the class actions, and for that matter in arbitrations, will be an extremely important issue,” said one attorney who is representing some of the claimants in these FINRA arbitrations. Blum Law Group represents clients who have been victimized by brokers or investment firms. If you have suffe...

3

Total Wealth Management Sanctions Kickbacks — Stock Attorneys Blog

http://www.stockattorneysblog.com/2014/08/total_wealth_management_sancti.html

Published By Blum Law Group. August 12, 2014. Total Wealth Management Sanctions Kickbacks. By Blum Law Group. Top Executives Foster Flagrant Fraud Practices. Additionally, this is not the first time that acts of fiscal impropriety have been committed by Cooper. He founded Total Wealth Management in 2009 after he resigned from his previous position with SunAmerica Securities amid accusations by a client that he had forged the client’s signature. More recently, there was a complaint filed aga...8220;During...

4

Investigations Archives — Stock Attorneys Blog

http://www.stockattorneysblog.com/investigations

Published By Blum Law Group. February 26, 2014. SEC Takes Action to Minimize Microcap Fraud: Targets Hundreds of Shell Companies. By Blum Law Group. By Blum Law Group. February 26, 2014. March 29, 2016 2:15 pm. February 13, 2014. Legg Mason Affiliate Charged with Defrauding Clients. By Blum Law Group. Western Asset Management to Pay Nearly $21 Million. By Blum Law Group. February 13, 2014. March 29, 2016 2:15 pm. January 30, 2014. KPMG Violates Directives Regarding Auditor Independence. By Blum Law Group.

5

Rafferty Capital Markets Enables Unregistered Firm to Engage in Illegal Trades — Stock Attorneys Blog

http://www.stockattorneysblog.com/2014/06/rafferty_capital_markets_enabl.html

Published By Blum Law Group. June 20, 2014. Rafferty Capital Markets Enables Unregistered Firm to Engage in Illegal Trades. By Blum Law Group. Company Settles SEC Charges for Almost $850,000. Blum Law Group represents clients who have been victimized by brokers or investment firms. If you feel that you have suffered financial losses due to the actions of Rafferty Capital Markets, please call us at the Blum Law Group for a free consultation at 1-877-STOCK-LAW. By Blum Law Group. June 20, 2014. Law Firm Bl...

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Orlando Stock Broker Fraud Lawyer :: Current Investigations :: Palm Beach Securities Attorney

http://www.stockattorneys.com/current-investigations.html

Orlando Stock Broker Fraud Lawyer Blum Law Group Home. Contact Palm Beach Securities Attorney Blum Law Group. Breach of Fiduciary Duty. If you lost money in any of these investments, contact us. For a free consultation. Darren Blum, managing partner of Blum Law Group can be reached at 1-877-STOCK LAW (1-877-786-2552) or. FINRA Sanctions Delaney Equity Group, LLC. UBS Puerto Rico Bond Losses. Lehman Brothers' Principal Protected Notes. Puerto Rico Conservation Trust Fund Secured Notes. Fort Lauderdale, FL.

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New York Securities Litigation Attorney :: Securities Litigation :: Miami Securities Lawyer

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New York Securities Litigation Attorney Blum Law Group Home. Contact Miami Securities Lawyer Blum Law Group. Breach of Fiduciary Duty. Blum Law Group represents investors in securities disputes nationwide in state and federal court. The following areas are the more common conduct which may form the basis of liability:. Breach of Fiduciary Duty. Brief summary of your complaint. Fort Lauderdale, FL. 110 E Broward Blvd. We serve the following localities: Atlanta, Baltimore, Boston, Chicago, Dallas–For...

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Miami Securities Fraud Lawyer :: SEC Whistleblower :: West Palm Beach Securities Attorney

http://www.stockattorneys.com/sec-whistleblower.html

Miami Securities Fraud Lawyer Blum Law Group Home. Contact West Palm Beach Securities Attorney Blum Law Group. Breach of Fiduciary Duty. Blum Law Group helps those who suspect securities and/or corporate fraud. Blum Law Group, as recognized worldwide leaders in representing investors in securities fraud litigation, has the knowledge to assist whistleblowers to report violations or potential violations to the Securities and Exchange Commission (SEC). Brief summary of your complaint. Fort Lauderdale, FL.

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Florida Securities Fraud Lawyer :: FAQs :: New York City Securities Attorney

http://www.stockattorneys.com/faqs.html

Florida Securities Fraud Lawyer Blum Law Group Home. Contact New York City Securities Attorney Blum Law Group. Breach of Fiduciary Duty. Almost all brokerage firms have an "arbitration" clause in the customer agreement. Therefore, you have probably waived your right to go to court and you must arbitrate your case. Arbitration is usually quicker and less expensive than filing a lawsuit, but it does not always work out that way. Most claims can be decided by a panel of three arbitrators, one of whom is alw...

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Florida Securities Fraud Lawyer :: About Us :: New York Securities Attorney

http://www.stockattorneys.com/about-us.html

Florida Securities Fraud Lawyer Blum Law Group Home. Contact New York Securities Attorney Blum Law Group. Breach of Fiduciary Duty. Since 1997, we have represented thousands of investors nationwide to recover losses. We have represented clients in Federal and state courts and in arbitration through the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA) and the American Arbitration Association (AAA). Darren C. Blum, Esq. Mr Blum is admitted to practice law in all of th...

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New York Commodities Arbitration Attorney :: Commodities Arbitration :: Ft. Lauderdale Securities Lawyer

http://www.stockattorneys.com/commodities-arbitration.html

New York Commodities Arbitration Attorney Blum Law Group Home. Contact Ft. Lauderdale Securities Lawyer Blum Law Group. Breach of Fiduciary Duty. Brief summary of your complaint. Fort Lauderdale, FL. 110 E Broward Blvd. New York Commodities Arbitration Attorney Blum Law Group Home. Contact Ft. Lauderdale Securities Lawyer Blum Law Group. Law Firm Website Design. TAP HERE TO CALL US. Toll Free: 1 (877) 786-2552.

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Florida Securities Lawyer :: Site Map :: New York Securities Fraud Attorney

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Florida Securities Lawyer Blum Law Group Home. Contact New York Securities Fraud Attorney Blum Law Group. Breach of Fiduciary Duty. Breach of Fiduciary Duty. Troy Accounting Firm Accused of Nationwide Scam. Broker who prayed with clients is said to have bilked them. Mortgage Bets Trip Up Main Street Investors - And a Group of Nuns. Brokers' Wrong Bets Cost South Florida Seniors Millions. Money Manager Ordered to Pay South Florida Family $3.2 Million. Morgan Stanley faces $100m suit. Prudential to pay $2M.

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Ft Lauderdale Securities Arbitration Attorney :: Lehman Brothers' Principal Protected Notes :: Tampa Securities Lawyer

http://www.stockattorneys.com/lehman-brothers-principal-protected-notes.html

Ft Lauderdale Securities Arbitration Attorney Blum Law Group Home. Contact Tampa Securities Lawyer Blum Law Group. Breach of Fiduciary Duty. Lehman Brothers' Principal Protected Notes. Lehman Brothers' Principal Protected Notes. Blum Law Group’s investigation of UBS’ sale of PPNs has been complemented by numerous regulatory investigations and actions. These regulatory actions have publicly disseminated shocking evidence of UBS' sale of Lehman structured products, including the PPNs. Blum Law Group is rep...

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Miami Stockbroker Fraud Lawyer :: Verdicts & Settlements :: West Palm Beach Securities Fraud Attorney

http://www.stockattorneys.com/verdicts-settlements.html

Miami Stockbroker Fraud Lawyer Blum Law Group Home. Contact West Palm Beach Securities Fraud Attorney Blum Law Group. Breach of Fiduciary Duty. Our attorneys won a $150,000.00. Verdict from a FINRA Arbitration Panel, for an investor who claimed that an annuity was improper and the costs and fees were not fully disclosed. Richman v. Morgan Stanely Smith Barney LLC. FINRA Case No. 12-03934. Our attorneys have served as plaintiff’s counsel in a consolidated securities class action on behalf of investo...

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New York Securities Attorney :: In the News :: North Carolina Securities Fraud Lawyer

http://www.stockattorneys.com/in-the-news.html

New York Securities Attorney Blum Law Group Home. Contact North Carolina Securities Fraud Lawyer Blum Law Group. Breach of Fiduciary Duty. Law Firms File Federal Class Action Lawsuit Against Raymond James and Associates, Inc. alleging unreasonable and unauthorized “Processing Fee” charges in Passport Accounts. West Palm retiree awarded $150,000 in brokerage dispute even though fund made money. The Palm Beach Post. Futures scandal snares 2 Tampa brokerages. Troy Accounting Firm Accused of Nationwide Scam.

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